# Bottomless Science

There’s an attitude I keep seeing among physics crackpots. It goes a little something like this:

“Once upon a time, physics had rules. You couldn’t just wave your hands and write down math, you had to explain the world with real physical things.”

What those “real physical things” were varies. Some miss the days when we explained things mechanically, particles like little round spheres clacking against each other. Some want to bring back absolutes: an absolute space, an absolute time, an absolute determinism. Some don’t like the proliferation of new particles, and yearn for the days when everything was just electrons, protons, and neutrons.

In each case, there’s a sense that physicists “cheated”. That, faced with something they couldn’t actually explain, they made up new types of things (fields, relativity, quantum mechanics, antimatter…) instead. That way they could pretend to understand the world, while giving up on their real job, explaining it “the right way”.

I get where this attitude comes from. It does make a certain amount of sense…for other fields.

An an economist, you can propose whatever mathematical models you want, but at the end of the day they have to boil down to actions taken by people. An economist who proposed some sort of “dark money” that snuck into the economy without any human intervention would get laughed at. Similarly, as a biologist or a chemist, you ultimately need a description that makes sense in terms of atoms and molecules. Your description doesn’t actually need to be in terms of atoms and molecules, and often it can’t be: you’re concerned with a different level of explanation. But it should be possible in terms of atoms and molecules, and that puts some constraints on what you can propose.

Why shouldn’t physics have similar constraints?

Suppose you had a mandatory bottom level like this. Maybe everything boils down to ball bearings, for example. What happens when you study the ball bearings?

Your ball bearings have to have some properties: their shape, their size, their weight. Where do those properties come from? What explains them? Who studies them?

Any properties your ball bearings have can be studied, or explained, by physics. That’s physics’s job: to study the fundamental properties of matter. Any “bottom level” is just as fit a subject for physics as anything else, and you can’t explain it using itself. You end up needing another level of explanation.

Maybe you’re objecting here that your favorite ball bearings aren’t up for debate: they’re self-evident, demanded by the laws of mathematics or philosophy.

Here for lack of space, I’ll only say that mathematics and philosophy don’t work that way. Mathematics can tell you whether you’ve described the world consistently, whether the conclusions you draw from your assumptions actually follow. Philosophy can see if you’re asking the right questions, if you really know what you think you know. Both have lessons for modern physics, and you can draw valid criticisms from either. But neither one gives you a single clear way the world must be. Not since the days of Descartes and Kant have people been that naive.

Because of this, physics is doing something a bit different from economics and biology. Each field wants to make models, wants to describe its observations. But in physics, ultimately, those models are all we have. We don’t have a “bottom level”, a backstop where everything has to make sense. That doesn’t mean we can just make stuff up, and whenever possible we understand the world in terms of physics we’ve already discovered. But when we can’t, all bets are off.

# 4gravitons, Spinning Up

I had a new paper out last week, with Michèle Levi and Andrew McLeod. But to explain it, I’ll need to clarify something about our last paper.

Two weeks ago, I told you that Andrew and Michèle and I had written a paper, predicting what gravitational wave telescopes like LIGO see when black holes collide. You may remember that LIGO doesn’t just see colliding black holes: it sees colliding neutron stars too. So why didn’t we predict what happens when neutron stars collide?

Actually, we did. Our calculation doesn’t just apply to black holes. It applies to neutron stars too. And not just neutron stars: it applies to anything of roughly the right size and shape. Black holes, neutron stars, very large grapefruits…

That’s the magic of Effective Field Theory, the “zoom lens” of particle physics. Zoom out far enough, and any big, round object starts looking like a particle. Black holes, neutron stars, grapefruits, we can describe them all using the same math.

Ok, so we can describe both black holes and neutron stars. Can we tell the difference between them?

In our last calculation, no. In this one, yes!

Effective Field Theory isn’t just a zoom lens, it’s a controlled approximation. That means that when we “zoom out” we don’t just throw out anything “too small to see”. Instead, we approximate it, estimating how big of an effect it can have. Depending on how precise we want to be, we can include more and more of these approximated effects. If our estimates are good, we’ll include everything that matters, and get a good approximation for what we’re trying to observe.

At the precision of our last calculation, a black hole and a neutron star still look exactly the same. Our new calculation aims for a bit higher precision though. (For the experts: we’re at a higher order in spin.) The higher precision means that we can actually see the difference: our result changes for two colliding black holes versus two colliding grapefruits.

So does that mean I can tell you what happens when two neutron stars collide, according to our calculation? Actually, no. That’s not because we screwed up the calculation: it’s because some of the properties of neutron stars are unknown.

The Effective Field Theory of neutron stars has what we call “free parameters”, unknown variables. People have tried to estimate some of these (called “Love numbers” after the mathematician A. E. H. Love), but they depend on the details of how neutron stars work: what stuff they contain, how that stuff is shaped, and how it can move. To find them out, we probably can’t just calculate: we’ll have to measure, observe an actual neutron star collision and see what the numbers actually are.

That’s one of the purposes of gravitational wave telescopes. It’s not (as far as I know) something LIGO can measure. But future telescopes, with more precision, should be able to. By watching two colliding neutron stars and comparing to a high-precision calculation, physicists will better understand what those neutron stars are made of. In order to do that, they will need someone to do that high-precision calculation. And that’s why people like me are involved.

# 4gravitons Exchanges a Graviton

I had a new paper up last Friday with Michèle Levi and Andrew McLeod, on a topic I hadn’t worked on before: colliding black holes.

I am an “amplitudeologist”. I work on particle physics calculations, computing “scattering amplitudes” to find the probability that fundamental particles bounce off each other. This sounds like the farthest thing possible from black holes. Nevertheless, the two are tightly linked, through the magic of something called Effective Field Theory.

Effective Field Theory is a kind of “zoom knob” for particle physics. You “zoom out” to some chosen scale, and write down a theory that describes physics at that scale. Your theory won’t be a complete description: you’re ignoring everything that’s “too small to see”. It will, however, be an effective description: one that, at the scale you’re interested in, is effectively true.

Particle physicists usually use Effective Field Theory to go between different theories of particle physics, to zoom out from strings to quarks to protons and neutrons. But you can zoom out even further, all the way out to astronomical distances. Zoom out far enough, and even something as massive as a black hole looks like just another particle.

In this picture, the force of gravity between black holes looks like particles (specifically, gravitons) going back and forth. With this picture, physicists can calculate what happens when two black holes collide with each other, making predictions that can be checked with new gravitational wave telescopes like LIGO.

Researchers have pushed this technique quite far. As the calculations get more and more precise (more and more “loops”), they have gotten more and more challenging. This is particularly true when the black holes are spinning, an extra wrinkle in the calculation that adds a surprising amount of complexity.

That’s where I came in. I can’t compete with the experts on black holes, but I certainly know a thing or two about complicated particle physics calculations. Amplitudeologists, like Andrew McLeod and me, have a grab-bag of tricks that make these kinds of calculations a lot easier. With Michèle Levi’s expertise working with spinning black holes in Effective Field Theory, we were able to combine our knowledge to push beyond the state of the art, to a new level of precision.

This project has been quite exciting for me, for a number of reasons. For one, it’s my first time working with gravitons: despite this blog’s name, I’d never published a paper on gravity before. For another, as my brother quipped when he heard about it, this is by far the most “applied” paper I’ve ever written. I mostly work with a theory called N=4 super Yang-Mills, a toy model we use to develop new techniques. This paper isn’t a toy model: the calculation we did should describe black holes out there in the sky, in the real world. There’s a decent chance someone will use this calculation to compare with actual data, from LIGO or a future telescope. That, in particular, is an absurdly exciting prospect.

Because this was such an applied calculation, it was an opportunity to explore the more applied part of my own field. We ended up using well-known techniques from that corner, but I look forward to doing something more inventive in future.

# What I Was Not Saying in My Last Post

Science communication is a gradual process. Anything we say is incomplete, prone to cause misunderstanding. Luckily, we can keep talking, give a new explanation that corrects those misunderstandings. This of course will lead to new misunderstandings. We then explain again, and so on. It sounds fruitless, but in practice our audience nevertheless gets closer and closer to the truth.

Last week, I tried to explain physicists’ notion of a fundamental particle. In particular, I wanted to explain what these particles aren’t: tiny, indestructible spheres, like Democritus imagined. Instead, I emphasized the idea of fields, interacting and exchanging energy, with particles as just the tip of the field iceberg.

I’ve given this kind of explanation before. And when I do, there are two things people often misunderstand. These correspond to two topics which use very similar language, but talk about different things. So this week, I thought I’d get ahead of the game and correct those misunderstandings.

The first misunderstanding: None of that post was quantum.

If you’ve heard physicists explain quantum mechanics, you’ve probably heard about wave-particle duality. Things we thought were waves, like light, also behave like particles, things we thought were particles, like electrons, also behave like waves.

If that’s on your mind, and you see me say particles don’t exist, maybe you think I mean waves exist instead. Maybe when I say “fields”, you think I’m talking about waves. Maybe you think I’m choosing one side of the duality, saying that waves exist and particles don’t.

To be 100% clear: I am not saying that.

Particles and waves, in quantum physics, are both manifestations of fields. Is your field just at one specific point? Then it’s a particle. Is it spread out, with a fixed wavelength and frequency? Then it’s a wave. These are the two concepts connected by wave-particle duality, where the same object can behave differently depending on what you measure. And both of them, to be clear, come from fields. Neither is the kind of thing Democritus imagined.

The second misunderstanding: This isn’t about on-shell vs. off-shell.

Some of you have seen some more “advanced” science popularization. In particular, you might have listened to Nima Arkani-Hamed, of amplituhedron fame, talk about his perspective on particle physics. Nima thinks we need to reformulate particle physics, as much as possible, “on-shell”. “On-shell” means that particles obey their equations of motion, normally quantum calculations involve “off-shell” particles that violate those equations.

To again be clear: I’m not arguing with Nima here.

Nima (and other people in our field) will sometimes talk about on-shell vs off-shell as if it was about particles vs. fields. Normal physicists will write down a general field, and let it be off-shell, we try to do calculations with particles that are on-shell. But once again, on-shell doesn’t mean Democritus-style. We still don’t know what a fully on-shell picture of physics will look like. Chances are it won’t look like the picture of sloshing, omnipresent fields we started with, at least not exactly. But it won’t bring back indivisible, unchangeable atoms. Those are gone, and we have no reason to bring them back.

# These Ain’t Democritus’s Particles

Physicists talk a lot about fundamental particles. But what do we mean by fundamental?

The Ancient Greek philosopher Democritus thought the world was composed of fundamental indivisible objects, constantly in motion. He called these objects “atoms”, and believed they could never be created or destroyed, with every other phenomenon explained by different types of interlocking atoms.

The things we call atoms today aren’t really like this, as you probably know. Atoms aren’t indivisible: their electrons can be split from their nuclei, and with more energy their nuclei can be split into protons and neutrons. More energy yet, and protons and neutrons can in turn be split into quarks. Still, at this point you might wonder: could quarks be Democritus’s atoms?

In a word, no. Nonetheless, quarks are, as far as we know, fundamental particles. As it turns out, our “fundamental” is very different from Democritus’s. Our fundamental particles can transform.

Think about beta decay. You might be used to thinking of it in terms of protons and neutrons: an unstable neutron decays, becoming a proton, an electron, and an (electron-anti-)neutrino. You might think that when the neutron decays, it literally “decays”, falling apart into smaller pieces.

But when you look at the quarks, the neutron’s smallest pieces, that isn’t the picture at all. In beta decay, a down quark in the neutron changes, turning into an up quark and an unstable W boson. The W boson then decays into an electron and a neutrino, while the up quark becomes part of the new proton. Even looking at the most fundamental particles we know, Democritus’s picture of unchanging atoms just isn’t true.

Could there be some even lower level of reality that works the way Democritus imagined? It’s not impossible. But the key insight of modern particle physics is that there doesn’t need to be.

As far as we know, up quarks and down quarks are both fundamental. Neither is “made of” the other, or “made of” anything else. But they also aren’t little round indestructible balls. They’re manifestations of quantum fields, “ripples” that slosh from one sort to another in complicated ways.

When we ask which particles are fundamental, we’re asking what quantum fields we need to describe reality. We’re asking for the simplest explanation, the simplest mathematical model, that’s consistent with everything we could observe. So “fundamental” doesn’t end up meaning indivisible, or unchanging. It’s fundamental like an axiom: used to derive the rest.

# QCD and Reductionism: Stranger Than You’d Think

Earlier this year, I made a list of topics I wanted to understand. The most abstract and technical of them was something called “Wilsonian effective field theory”. I still don’t understand Wilsonian effective field theory. But while thinking about it, I noticed something that seemed weird. It’s something I think many physicists already understand, but that hasn’t really sunk in with the public yet.

There’s an old problem in particle physics, described in many different ways over the years. Take our theories and try to calculate some reasonable number (say, the angle an electron turns in a magnetic field), and instead of that reasonable number we get infinity. We fix this problem with a process called renormalization that hides that infinity away, changing the “normalization” of some constant like a mass or a charge. While renormalization first seemed like a shady trick, physicists eventually understood it better. First, we thought of it as a way to work around our ignorance, that the true final theory would have no infinities at all. Later, physicists instead thought about renormalization in terms of scaling.

Imagine looking at the world on a camera screen. You can zoom in, or zoom out. The further you zoom out, the more details you’ll miss: they’re just too small to be visible on your screen. You can guess what they might be, but your picture will be different depending on how you zoom.

In particle physics, many of our theories are like that camera. They come with a choice of “zoom setting”, a minimum scale where they still effectively tell the whole story. We call theories like these effective field theories. Some physicists argue that these are all we can ever have: since our experiments are never perfect, there will always be a scale so small we have no evidence about it.

In general, theories can be quite different at different scales. Some theories, though, are especially nice: they look almost the same as we zoom in to smaller scales. The only things that change are the mass of different particles, and their charges.

One theory like this is Quantum Chromodynamics (or QCD), the theory of quarks and gluons. Zoom in, and the theory looks pretty much the same, with one crucial change: the force between particles get weaker. There’s a number, called the “coupling constant“, that describes how strong a force is, think of it as sort of like an electric charge. As you zoom in to quarks and gluons, you find you can still describe them with QCD, just with a smaller coupling constant. If you could zoom “all the way in”, the constant (and thus the force between particles) would be zero.

This makes QCD a rare kind of theory: one that could be complete to any scale. No matter how far you zoom in, QCD still “makes sense”. It never gives contradictions or nonsense results. That doesn’t mean it’s actually true: it interacts with other forces, like gravity, that don’t have complete theories, so it probably isn’t complete either. But if we didn’t have gravity or electricity or magnetism, if all we had were quarks and gluons, then QCD could have been the final theory that described them.

And this starts feeling a little weird, when you think about reductionism.

Philosophers define reductionism in many different ways. I won’t be that sophisticated. Instead, I’ll suggest the following naive definition: Reductionism is the claim that theories on larger scales reduce to theories on smaller scales.

Here “reduce to” is intentionally a bit vague. It might mean “are caused by” or “can be derived from” or “are explained by”. I’m gesturing at the sort of thing people mean when they say that biology reduces to chemistry, or chemistry to physics.

What happens when we think about QCD, with this intuition?

QCD on larger scales does indeed reduce to QCD on smaller scales. If you want to ask why QCD on some scale has some coupling constant, you can explain it by looking at the (smaller) QCD coupling constant on a smaller scale. If you have equations for QCD on a smaller scale, you can derive the right equations for a larger scale. In some sense, everything you observe in your larger-scale theory of QCD is caused by what happens in your smaller-scale theory of QCD.

But this isn’t quite the reductionism you’re used to. When we say biology reduces to chemistry, or chemistry reduces to physics, we’re thinking of just a few layers: one specific theory reduces to another specific theory. Here, we have an infinite number of layers, every point on the scale from large to small, each one explained by the next.

Maybe you think you can get out of this, by saying that everything should reduce to the smallest scale. But remember, the smaller the scale the smaller our “coupling constant”, and the weaker the forces between particles. At “the smallest scale”, the coupling constant is zero, and there is no force. It’s only when you put your hand on the zoom nob and start turning that the force starts to exist.

It’s reductionism, perhaps, but not as we know it.

Now that I understand this a bit better, I get some of the objections to my post about naturalness a while back. I was being too naive about this kind of thing, as some of the commenters (particularly Jacques Distler) noted. I believe there’s a way to rephrase the argument so that it still works, but I’d have to think harder about how.

I also get why I was uneasy about Sabine Hossenfelder’s FQXi essay on reductionism. She considered a more complicated case, where the chain from large to small scale could be broken, a more elaborate variant of a problem in Quantum Electrodynamics. But if I’m right here, then it’s not clear that scaling in effective field theories is even the right way to think about this. When you have an infinite series of theories that reduce to other theories, you’re pretty far removed from what most people mean by reductionism.

Finally, this is the clearest reason I can find why you can’t do science without an observer. The “zoom” is just a choice we scientists make, an arbitrary scale describing our ignorance. But without it, there’s no way to describe QCD. The notion of scale is an inherent and inextricable part of the theory, and it doesn’t have to mean our theory is incomplete.

Experts, please chime in here if I’m wrong on the physics here. As I mentioned at the beginning, I still don’t think I understand Wilsonian effective field theory. If I’m right though, this seems genuinely weird, and something more of the public should appreciate.

# The Real E=mc^2

It’s the most famous equation in all of physics, written on thousands of chalkboard stock photos. Part of its charm is its simplicity: E for energy, m for mass, c for the speed of light, just a few simple symbols in a one-line equation. Despite its simplicity, $E=mc^2$ is deep and important enough that there are books dedicated to explaining it.

What does $E=mc^2$ mean?

Some will tell you it means mass can be converted to energy, enabling nuclear power and the atomic bomb. This is a useful picture for chemists, who like to think about balancing ingredients: this much mass on one side, this much energy on the other. It’s not the best picture for physicists, though. It makes it sound like energy is some form of “stuff” you can pour into your chemistry set flask, and energy really isn’t like that.

There’s another story you might have heard, in older books. In that story, $E=mc^2$ tells you that in relativity mass, like distance and time, is relative. The more energy you have, the more mass you have. Those books will tell you that this is why you can’t go faster than light: the faster you go, the greater your mass, and the harder it is to speed up.

Modern physicists don’t talk about it that way. In fact, we don’t even write $E=mc^2$ that way. We’re more likely to write:

$E=\frac{mc^2}{\sqrt{1-\frac{v^2}{c^2}}}$

“v” here stands for the velocity, how fast the mass is moving. The faster the mass moves, the more energy it has. Take v to zero, and you get back the familiar $E=mc^2$.

The older books weren’t lying to you, but they were thinking about a different notion of mass: “relativistic mass” $m_r$ instead of “rest mass” $m_0$, related like this:

$m_r=\frac{m_0}{\sqrt{1-\frac{v^2}{c^2}}}$

which explains the difference in how we write $E=mc^2$.

Why the change? In part, it’s because of particle physics. In particle physics, we care about the rest mass of particles. Different particles have different rest mass: each electron has one rest mass, each top quark has another, regardless of how fast they’re going. They still get more energy, and harder to speed up, the faster they go, but we don’t describe it as a change in mass. Our equations match the old books, we just talk about them differently.

Of course, you can dig deeper, and things get stranger. You might hear that mass does change with energy, but in a very different way. You might hear that mass is energy, that they’re just two perspectives on the same thing. But those are stories for another day.

I titled this post “The Real E=mc^2”, but to clarify, none of these explanations are more “real” than the others. They’re words, useful in different situations and for different people. “The Real E=mc^2” isn’t the $E=mc^2$ of nuclear chemists, or old books, or modern physicists. It’s the theory itself, the mathematical rules and principles that all the rest are just trying to describe.